Selection of Correct Operational Authorisation Application Form

In plain language

When applying for an operational authorisation, you must use form UAM 012a if you are using SORA 2.5, or form UAM 012b if you are using SORA 2.0.

Requirement as structured

Applicants for an Operational Authorisation must download and submit the application form applicable to their risk assessment methodology: form UAM 012a for SORA 2.5 or form UAM 012b for SORA 2.0.

Original regulatory text

There are two application forms in place: UAM 012a APPLICATION FORM FOR AN OPERATIONAL AUTHORISATION – SORA 2.5 and UAM 012b APPLICATION FORM FOR AN OPERATIONAL AUTHORISATION – SORA 2.0 Please download the form applicable to your application.